IIA IIA-CFSA-SEC - Certified Financial Services Auditor - Securities
- Exam Code: IIA-CFSA-SEC
- Exam Name: Certified Financial Services Auditor - Securities
- Updated: Sep 19, 2026
- Q & A: 0 Questions and Answers
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| Certification Vendor: | The Institute of Internal Auditors (IIA) |
|---|---|
| Exam Name: | Certified Financial Services Auditor (CFSA) - Securities Discipline |
| Exam Number: | IIA-CFSA-SEC |
| Exam Duration: | 175 minutes |
| Real Exam Qty: | 115 |
| Available Languages: | English |
| Certificate Validity Period: | Annual renewal required |
| Exam Format: | Multiple Choice Questions, Computer-Based Testing |
| Related Certifications: | Certification in Risk Management Assurance (CRMA) Certified Financial Services Auditor (CFSA) Certified Internal Auditor (CIA) |
| Passing Score: | 600/750 |
| Exam Way: | Computer-based exam delivered through authorized testing centers. |
| Pre Condition: | Bachelor's degree or equivalent education and relevant internal auditing or financial services experience were typically required under the CFSA program. Certification program has been retired by IIA; candidates should verify current eligibility and replacement credentials with IIA. |
| Official Syllabus URL: | https://www.theiia.org/globalassets/documents/certifications/ccsa-cfsa-cgap-candidate-handbook.pdf |
| Section | Weight | Objectives |
|---|---|---|
| The Regulatory Environment | 10-20% | - Securities Regulation
|
| Financial Services Auditing | 25-35% | - Professional Auditing Standards
|
| Securities Discipline | 20% | - Capital Markets
|
| Auditing Financial Services Processes | 25-35% | - Support and Control Processes
|
| Auditing Financial Services Products | 25-35% | - Securities Products
|
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IIA lists the following prerequisites for the IIA Certified Financial Services Auditor - Securities: Bachelor's degree or equivalent education and relevant internal auditing or financial services experience were typically required under the CFSA program. Certification program has been retired by IIA; candidates should verify current eligibility and replacement credentials with IIA..
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Per current exam information, the IIA-CFSA-SEC exam includes 115 questions and allows 175 minutes minutes. Timed practice beforehand makes the format feel routine on the day.
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