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ACAMS CAMS7 Korean Exam Syllabus Topics:
| Section | Weight | Objectives |
| Money Laundering and Terrorist Financing Concepts | 30% | - Definitions and stages of money laundering
- 1. Placement, layering, integration
- 2. Terrorist financing typologies
- Global AML/CFT standards
- 1. FATF Recommendations
- 2. International regulatory frameworks
|
| Detecting and Preventing Financial Crime | 20% | - Financial crime typologies
- 1. Trade-based money laundering
- 2. Fraud and corruption schemes
- Investigations and enforcement
- 1. Regulatory investigations
- 2. Case management and documentation
|
| AML Compliance Framework | 25% | - Compliance program components
- 1. Internal controls
- 2. Policies and procedures
- Roles and responsibilities
- 1. Compliance officer duties
- 2. Governance and oversight
|
| Risk Management and Due Diligence | 25% | - Transaction monitoring and reporting
- 1. Suspicious Activity Reports (SAR/STR)
- 2. Monitoring systems and typologies
- Customer Due Diligence (CDD/KYC)
- 1. Enhanced due diligence (EDD)
- 2. Customer identification programs (CIP)
|
ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7 Korean Version) Sample Questions:
1. 다음 중 고객 심사 시스템에서 퍼지 논리를 사용하는 것을 가장 잘 설명하는 것은 무엇입니까?
A) "예"와 "아니오" 사이의 다양한 중간 가능성을 포함하는 출력을 생성합니다.
B) 검토를 위한 알림의 품질을 향상시키기 위한 새로운 기술입니다.
C) AFC 제어를 구현하는 데 널리 사용되는 고급 분석 도구입니다.
D) 더 많은 정확한 일치 항목을 허용하여 수동 검토 필요성을 줄입니다.
2. 정치적으로 노출된 사람과 금융 기관의 관계를 승인하는 최종 책임은 누구에게 있습니까?
A) KYC 분석가
B) 강화된 실사 준수 책임자
C) 고위 경영진
D) 관계 관리자
3. 금융 기관(FI)이 고객 정보를 제3자 민간 기관과 안전하게 공유하는 동시에 개인정보 보호 및 데이터 보호 규정을 준수하는 데 일반적으로 사용되는 기술은 무엇입니까? (두 가지 선택)
A) 안전하고 개인 정보 보호 규정을 준수하는 데이터 공유를 가능하게 하는 개인 정보 보호 강화 기술(PET)
B) 효율적인 데이터 처리 및 관리를 위한 클라우드 스토리지 솔루션
C) 공유 데이터 거래의 추적성과 보안을 보장하는 블록체인
D) 데이터 익명화 및 보안 공유와 같은 규정 준수 프로세스를 자동화하는 인공 지능(AI)
E) 민감한 정보를 무단 접근으로부터 보호하기 위한 데이터 암호화
4. 인공지능(AI) 기반 시스템을 사용하여 적용 가능한 개인정보 보호 및 데이터 보호 규칙을 검토하고 식별하는 것과 관련하여 다음 중 어떤 설명이 맞습니까?
A) AI는 특정 은행에 적용 가능한 규칙을 식별하도록 훈련될 수 없기 때문에 비효율적일 수 있습니다.
B) 분석된 규칙의 수가 많기 때문에 생성된 결과는 정확하고 유효할 가능성이 높습니다.
C) 훈련은 인공지능이 기능을 수행하는 방식이 아니라 사용되는 규칙에 초점을 맞춰야 합니다.
D) 생성된 결과는 식별된 규칙의 완전성과 적용 가능성을 평가하기 위해 추가적으로 검토해야 합니다.
5. 금융 범죄에 맞서기 위해 민간 부문 기업이 데이터와 정보를 공유할 때 고려해야 할 중요한 사항은 무엇입니까?
A) 데이터 공유 이니셔티브에 어떤 팀이 참여해야 하는지에 대한 상위 경영진의 선호도
B) 정보의 무결성과 정확성을 유지하면서 공유 데이터가 적용 가능한 데이터 보호 규정을 준수하는지 확인합니다.
C) 금융 범죄 예방 노력 대비 공유된 데이터로부터 얻을 수 있는 잠재적 투자 수익률(ROI)
D) 데이터 공유 시스템 비용 및 기존 IT 예산 범위 내인지 여부
Solutions:
Question # 1 Answer: A | Question # 2 Answer: C | Question # 3 Answer: A,E | Question # 4 Answer: D | Question # 5 Answer: B |